Kate Sheehan-Harris

Head of Compliance

Kate is our Head of Compliance.

Kate is responsible for managing compliance across the firm, ensuring that Capital adheres to the necessary regulatory requirements while conducting business. Kate has a broad range of experience in compliance functions and a strong track record in managing operational/regulatory risk, leading complaint, and servicing functions, and supporting the client/customer journey.

Before joining Capital in April 2021, Kate held a variety of roles in financial and legal services.